Intersection form

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Contents

1 Introduction

Let N be a closed oriented n-manifold (PL or smooth). After Poincaré one studies the intersection number of transverse submanifolds or chains in N. The intersection number gives a bilinear intersection product

\displaystyle I_N=\cap_N=\cdot_N=\lambda_N\colon H_k(N;\Zz) \times H_{n-k}(N;\Zz) \to  \Zz

defined on the homology of N. For n=2k this is the intersection form of N denoted by q_N. For n=4k the signature of this form is the signature \sigma(N) of N. The intersection product is closely related to the notions of characteristic classes and linking form. These are important invariants used in the classification of manifolds.

In this page T is a triangulation (or a cell subdivision) of N, and T^* is the dual cell subdivision.

The exposition follows [Kirby1989, Chapter II], [Skopenkov2015b, \S6, \S10].

2 Definition of the intersection product

In this subsection we mostly omit \Zz_2-coefficients.

A short direct definition of a homology group with \Zz_2-coefficients. For an integer s denote by C_s(T)=C_s(T;\Zz_2) the set (the \Zz_2-space) of arrangements of zeroes and units on the s-dimensional cells of T (so C_s(T)=\{0\} if there are no s-dimensional cells in T). Denote by \partial=\partial_s\colon C_s(T) \to C_{s - 1}(T) the extension over C_s(T) of the map taking an s-dimensional cell \sigma of T to the boundary of \sigma. Denote

\displaystyle Z_s(T)=Z_s(T;\Zz_2):=\ker\partial_s\quad\text{and}\quad B_s(T)=B_s(T;\Zz_2):=\mathrm{im}\partial_{s + 1}.

Then the s-th homology group of T with \Zz_2-coefficients is defined as H_s(T)=H_s(T;\Zz_2):=Z_s(T)/ B_s(T). This depends only on N, not on T.

A short direct definition of the modulo 2 intersection product. For modulo 2 chains x\in C_k(T) and y\in C_{n-k}(T^*) define the modulo 2 intersection number by the formula

\displaystyle  I_{T,2}(x,y)=x\cap_{T,2} y=\langle\, x \, , \, y\, \rangle := |x\cap y|\mod2\in\Zz_2.

Represent classes [x]\in H_k(N;\Zz_2) and [y]\in H_{n-k}(N;\Zz_2) by cycles x and y viewed as unions of k-simplices of T and (n-k)-simplices of T^*, respectively. Define the modulo 2 intersection product

\displaystyle  I_{N,2}=\cap_{N,2}: H_k(N;\Zz_2) \times H_{n-k}(N;\Zz_2) \to \Zz_2\quad\text{by}\quad  I_{N,2}([x],[y]):=I_{N,2}(x,y).

This product is well-defined because the intersection of a cycle and a boundary consists of an even number of points (by definition of a cycle and a boundary).

Sketch of a short direct definition of the intersection product. Analogously, counting intersections with signs, one defines the intersection number

\displaystyle I_N(x,y)=x\cdot y=\langle\, x \, , \, y\, \rangle \in \Z

of integer chains x\in C_k(T;\Zz) and y\in C_{n-k}(T^*,\Zz). Clearly, the product of a cycle and a boundary is zero. Hence this defines the above intersection product I_N: H_k(N;\Zz)\times H_{n-k}(N;\Zz)\to\Zz.

Remark 2.1. (a) Using the notion of transversality, one can give an equivalent (and `more general') definition as follows. Take a k-chain x\in C_k(N;\Zz) and an (n-k)-chain y\in C_{n-k}(N;\Zz) which are transverse to each other. The signed count of the intersections between x and y gives the intersection number I_N(x,y). A particular case is intersection number of immersions. Then define the intersection product I_N by I_N([x],[y]):=I_N(x,y).

(b) Using the notion of cup product, one can give a dual (and so an equivalent) definition:

\displaystyle I_N(x,y) = \langle x^*\smile y^*,[N]\rangle \in \Z,

where x^*\in H^{n-k}(N), y^*\in H^n(N) are the Poincaré duals of x, y, and [N] is the fundamental class of the manifold N. We can also define the cup (cohomology intersection) product

\displaystyle  I_N^*: H^k(N;\Zz) \times H^{n-k}(N;\Zz) \to \Zz \quad\text{by}\quad  I_N^*(p,q) = \langle p \smile q , [N] \rangle .

The definition of a cup product is `dual' (and so is analogous) to the above definition of the intersection product on homology, but is more abstract. However, the definition of a cup product generalizes to complexes (and so to topological manifolds). This is an advantage for mathematicians who are interested in complexes and topological manifolds (not only in PL and smooth manifolds). See [Skopenkov2005, Remark 2.3].

3 Simple properties

The following properties are easy to check using the simple direct definition; they also follow from simple properties of the cup product.

The intersection product is bilinear. Hence it vanishes on torsion elements. Thus it descends to a bilinear (integer) intersection pairing

\displaystyle H_k(N;\Zz) / \text{Torsion}\times H_{n-k}(N;\Zz) / \text{Torsion}\to\Zz.

on the free modules.

We have

\displaystyle I_N(x,y) = (-1)^{k(n-k)}I_N(y,x).

Hence for n=2k

  • If k is even the form q_N is symmetric: q_N(x, y) = q_N(y, x).
  • If k is odd the form q_N is skew-symmetric: q_N(x, y) = - q_N(y, x).

4 Poincaré duality

Theorem 4.1.[Poincaré duality] (a) The modulo 2 intersection product is non-degenerate.

(b) The integer intersection pairing is unimodular (in particular non-degenerate).

Proof of (a). (This proof is well-known to specialists but is, in this short and explicit form, absent from textbooks.) We use orthogonal complements with respect to the modulo 2 intersection product I_{T,2}:C_s(T)\times C_{n-s}(T^*)\to\Zz_2. It suffices to prove that

\displaystyle \phantom{}^\bot Z_{n-s}(T^*)= B_s(T)\quad\text{and}\quad Z_s(T)^\bot=B_{n-s}(T^*).

Let us prove the left-hand equality; the right-hand equality is proved analogously. Since I_{T,2} is non-degenerate, we only need to check that B_s(T)^\bot=Z_{n-s}(T^*). The inclusion B_s(T)^\bot \supset Z_{n-s}(T^*) is obvious. The opposite inclusion follows because if I_{T,2}(\partial c,d)=0 for an (s+1)-cell c of T and a chain d\in Z_{n-s}(T^*), then \partial d does not involve the cell c^* dual to c.

5 Definition of signature

Let q be a symmetric bilinear form on a free \mathbb{Z}-module. Denote by b^+(q) (b^-(q)) the number of positive (negative) eigenvalues.

Note that since q is symmetric, it is diagonalisable over the real numbers, so b^+(q) (b^-(q)) is the dimension of a maximal subspace on which the form is positive (negative) definite.

Then the signature of q is defined to be

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If n is divisible by 4, the signature
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is defined to be the signature of the intersection form of N.

6 On classification of bilinear forms

Let q and q' be bilinear forms on free \mathbb{Z}-modules (or \Zz_2-vector spaces) V and V' respectively. The forms q and q' are called equivalent or isomorphic if there is an isomorphism f:V \to V' such that q=f^*q'.

The rank of q is the rank of the underlying \mathbb{Z}-module (or \Zz_2-vector space) V.

A form q is even if q(x,x) is an even number for any element x. Equivalently, if q is written as a square matrix in a basis, it is even if the elements on the diagonal are all even. Otherwise, q is odd.

6.1 Classification over integers modulo 2

Theorem 6.1. (a) Every odd symmetric non-degenerate bilinear form q over \Zz_2 is isomorphic to the sum of some number of `unity' forms (1).

(b) Every even symmetric non-degenerate bilinear form q over \Zz_2 is isomorphic to the sum of some number of `hyperbolic' forms H(\Zz_2) of rank 2 defined by the following matrix

\displaystyle  \left( \begin{array}{cc} ~0 & ~1 \\ 1 & ~0 \end{array} \right).

In particular the rank of q is even.

Clearly, different sums from the theorem are not isomorphic.

6.2 Classification of skew-symmetric forms

Theorem 6.2. Every skew-symmetric unimodular bilinear form q over \Zz is isomorphic to the sum of some number of hyperbolic forms H_-(\Zz) of rank 2 defined by the following matrix

\displaystyle \left( \begin{array}{cc} ~0 & ~1 \\ -1 & ~0 \end{array} \right).

In particular the rank of q is even.

Proof. The proof is by induction on the rank of the module M on which q is defined. Let B be the matrix of q in some basis. Then \det B =\pm1. Thus expanding the determinant by the first column we obtain \pm1. Hence \gcd(B_{2,1},\ldots,B_{n,1})=1 (observe that B_{1,1}=0). Denote by C_{2,2},\ldots,C_{2,n} elements of M such that

\displaystyle \gcd(B_{2,1},\ldots,B_{n,1})=C_{2,2}B_{2,1}+\ldots+C_{2,n}B_{n,1}.
Denote C_{i,j} := \delta_i^j for (i, j) \neq (2,2),\ldots,(n,2). Let C := (C_{i,j})_{i, j = 1}^n be a n \times n matrix. Then (CB)_{2,1}=1. For any matrix A the first row of the matrix CA is equal to the first row of the matrix A. Therefore (CBC^t)_{2,1}=(CB)_{2,1}=1 and CBC^t represents the matrix of q in a different basis f_1,\ldots,f_n. Since q(f_2,f_1) = 1, the restriction of q onto the submodule N:=\left<f_2, f_1\right> has matrix H_-(\Zz). Since H_-(\Zz) is non-degenerate and unimodular, N is a direct summand in M, i.e., M = N\oplus N^\bot. Now we restrict q to N^\bot and apply the inductive hypothesis to the restriction.
\square

Clearly, different sums from the theorem are not isomorphic.

6.3 Examples of symmetric indefinite forms

A form is called definite if it is positive or negative definite, otherwise it is called indefinite. Here we show that

(O) for any pair (r,s) there is an odd unimodular symmetric indefinite form of rank r and signature s;

(E) for any pair (r,8s) there is an even unimodular symmetric indefinite form of rank r and signature 8s.

Cf. Theorem 6.3 and Proposition 6.4.

All values (O) are realised by direct sums of the forms of rank 1,

\displaystyle b^+ (+1) \oplus b^- (-1).

An even positive definite form of rank 8 is given by the E_8 matrix

\displaystyle  E_8 = \left( \begin{array}{c c c c c c c c} \ 2 \ & \ 1\  & \ 0\  & \ 0\ & \ 0\ & \ 0\ & \ 0\ & \ 0\ \\ 1 & 2 & 1 & 0 & 0 & 0 & 0 & 0 \\ 0 & 1 & 2 & 1 & 0 & 0 & 0 & 0 \\ 0 & 0 & 1 & 2 & 1 & 0 & 0 & 0 \\ 0 & 0 & 0 & 1 & 2 & 1 & 0 & 1 \\ 0 & 0 & 0 & 0 & 1 & 2 & 1 & 0 \\ 0 & 0 & 0 & 0 & 0 & 1 & 2 & 0 \\ 0 & 0 & 0 & 0 & 1 & 0 & 0 & 2 \\ \end{array}  \right) .

Likewise, the matrix -E_8 represents a negative definite even form of rank 8.

On the other hand, the matrix H given by

\displaystyle  H = \begin{pmatrix} \ 0 \ & \ 1 \ \\ 1 & 0  \end{pmatrix}

determines an indefinite even form of rank 2 and signature 0. It is easy to see that the direct sums

\displaystyle  k E_8 \oplus l H

with k,l\in\Zz, l>0 realise all forms from (E). Here we use the convention that k q is the k-fold direct sum of q for k>0 and kE_8 is the (-k)-fold direct sum of -E_8 for k<0.

6.4 Classification of symmetric indefinite forms

The classification of unimodular definite symmetric bilinear forms is a deep and difficult problem. However the situation becomes much easier when the form is indefinite. Fundamental invariants are rank, signature and being odd or even (aka type). There is a simple classification result of indefinite forms [Serre1970],[Milnor&Husemoller1973]:

Theorem 6.3. (a) Every odd indefinite unimodular symmetric bilinear form over \Zz is isomorphic to the sum of some number of `unity' forms (1) and some number of `minis unity' forms (-1).

(b) Two indefinite unimodular symmetric bilinear forms over \mathbb{Z} are equivalent if and only if they have the same rank, signature and type.

Part (a) follows by part (b).

There is a restriction for values of the above invariants.

Proposition 6.4. The signature of an even (definite or indefinite) form is divisible by 8.

This follows from Proposition 6.5 below.

An element c \in V is called a characteristic vector of the form q if

\displaystyle  q(c,x) \equiv q(x,x) \ (\text{mod} \ 2)

for all elements x \in V. Characteristic vectors always exist. In fact, when reduced modulo 2, the map x \mapsto q(x,x) \in\Z/2 is linear. Hence by unimodularity there exists an element c such that the map q(c,-) equals this linear map.

The form q is even if and only if 0 is a characteristic vector. If c and c' are characteristic vectors for q, then by unimodularity there is an element h with c' = c + 2h. Hence the number q(c,c) is independent of the chosen characteristic vector c modulo 8. One can be more specific:

Proposition 6.5. For a characteristic vector c of the unimodular symmetric bilinear form q one has

\displaystyle  q(c,c) \equiv \text{sign}(q) \ (\text{mod} \ 8)

Proof. Suppose c is a characteristic vector of q. Then c + e_+ + e_- is a characteristic vector of the form q':= q \oplus H_-(\Zz), where e_+, e_- form basis elements of the additional \mathbb{Z}^2 summand with? square \pm 1. We notice that

\displaystyle  q(c,c) = q'(c+e_+ + e_-, c+e_+ + e_-) .

However, the form q' is indefinite, so the above classification theorem applies. In particular, q' is odd and has the same signature as q, so it? is equivalent to the diagonal form with b^+ + 1 summands of (+1) and b^- + 1 summands of (-1). This diagonal form has a characteristic vector c' that is simply a sum of basis elements in which the form is diagonal. Of course q'(c',c') = b^+ - b^-. The claim now follows from the fact that the square of a characteristic vector is independent of the chosen characteristic vector modulo 8.

\square

7 References

8 External links

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